Corporate - Legal and Compliance
Job Classification
At Prudential, we believe talent is key to achieving our vision. When you join Prudential, you'll unlock a motivating and impactful career all while growing your skills and advancing your profession at one of the world's leading financial services institutions!
Are you a compliance professional with fixed income knowledge that enjoys working collaboratively?
PGIM Fixed Income, a division of PGIM Inc., an SEC-registered investment adviser and a business unit of Prudential Financial, Inc. is seeking a
Compliance Analyst
The
Compliance Analyst
The Compliance Analyst will assist their peer Compliance teams on matters related to information barriers and conflicts associated with investment activities. The scope and responsibilities of this role will be dynamic to support evolving business models, compliance objectives, the regulatory landscape, and departmental deliverables.
The current EWA for this position is Hybrid and requires your on-site presence on a reoccurring basis as determined by your business. Your manager will provide additional details relative to the specific number of days you are expected to be on-site.
What you can expect
- Conduct trade surveillance
- Administer information barrier controls
- Assist with the oversight of affiliated sub-advisers
- Support audit and examination requests
- Maintain and update compliance policies and procedures
- Respond to ad hoc business and regulatory queries/projects
- Coordinate compliance materials and reports for quarterly Board meetings
- Coordinate ongoing compliance training
- Improve and streamline compliance processes
What you'll need
- 3-5 years of Compliance or similar experience
- Asset management industry knowledge including '40 Act Funds, Hedge Funds, ERISA plans, UCITS, and separate accounts, securities markets
- Strong proficiency with MS software, especially Excel
- Strong data analytics and process improvement skills
- A college degree is required
- Excellent written and verbal communication skills, organizational skills, and attention to detail
It'd be a plus if you had
- Fixed Income product knowledge
- Asset Management industry experience
Prudential welcomes all applicants, even if you dont meet every requirement. If your skills align with the role, we encourage you to apply.
At Prudential, you can
Take charge of your career. We equip and empower our employees to expand their skills and experience by using powerful learning, gigs, and job opportunities. We offer a suite of services including 11 Career advice, on demand resources and networking to propel your career forward.
We're a global organization, full of outstandingly dedicated people who aren't afraid to think differently, challenge the status quo and take sensible risks along the way. You will enjoy pushing boundaries as we build innovative technology that helps clients, customers and employees live their best lives. You will have access to leadership and learning opportunities and the resources needed to take your career in any direction. We will help you do your best work, offering flexibility, while delivering on our Purpose.
What we offer you
- Market competitive base salaries, with a yearly bonus potential at every level
- Medical, dental, vision, life insurance, disability insurance, Paid Time Off (PTO), and leave of absences, such as parental and military leave
- Retirement plans
- 401(k) plan with company match (up to 4%)
- Company-funded pension plan
- to help you achieve your wellbeing goals, including up to $1,600 a year for reimbursement of items purchased to support personal wellbeing needs
- Wellness Programs
- to help support topics such as parenting, housing, senior care, finances, pets, legal matters, education, emotional and mental health, and career development.
- Work/Life Resources
- to help finance traditional college enrollment toward obtaining an approved degree, many accredited certificate programs, and industry designations.
- Tuition Assistance
- Shares can be purchased at 85% of the lower of two prices (Beginning or End of the purchase period), after one year of service.
- Employee Stock Purchase Plan
To find out more about our Total Reward package, see our
Total Rewards Brochure
Prudential Financial, Inc. of the United States is not affiliated with Prudential plc. which is headquartered in the United Kingdom.Prudential is a multinational financial services leader with operations in the United States, Asia, Europe, and Latin America. Leveraging its heritage of life insurance and asset management expertise, Prudential is focused on helping individual and institutional customers grow and protect their wealth. The companys well-known Rock symbol is an icon of strength, stability, expertise and innovation that has stood the test of time. Prudentials businesses offer a variety of products and services, including life insurance, annuities, retirement-related services, mutual funds, asset management, and real estate services.We recognize that our strength and success are directly linked to the quality and skills of our diverse associates. We are proud to be a place where talented people who want to make a difference can grow as professionals, leaders, and as individuals. Visitwww.prudential.comPrudential is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, national origin, ancestry, sex, sexual orientation, gender identity, national origin, genetics, disability, marital status, age, veteran status, domestic partner status , medical condition or any other characteristic protected by law.The Prudential Insurance Company of America, Newark, NJ and its affiliates.Note that this posting is intended for individual applicants. Search firms or agencies should email Staffing atstaffingagencies@prudential.com.PEOPLE WITH DISABILITIESaccommodations.hw@prudential.comPlease note that the above email is solely for individuals with disabilities requesting an accommodation. If you are experiencing a technical issue with your application or an assessment, please emailcareers.technicalsupport@prudential.comto request assistance.