- SALARY:NONE
- Noida, India
Noida, India
Description
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Key Responsibilities
- Manage multiple and changing priorities, expectations and concerns while working closely with the business partners in a focused and responsive manner.
- Manage day-to-day activities of self /team and ensure compliance to procedures and policy guidelines, encourage and motivate self/team members.
- Conduct AML/KYC reviews for new and existing clients in accordance with procedures, escalating to the Financial Crime Prevention team where required
- Utilize public sources to verify client information provided by Client Management Teams
- Liaison for the Client Management teams in relation to documentation discrepancies and proposals for appropriate corrective steps.
- Responsibility for the AML/KYC remediation cycle of client records to ensure current and accurate documentation is held
- Maintain client records and operational information within Salesforce.
- Producing management information and reporting
- Gathering Key Risk Indicators/ Key Performance Indicators and reporting and escalating findings
- Participate in Team meetings, huddles, and brainstorming sessions to discuss process updates, operational issues and identify process improvement opportunities.
Required Qualifications
- Bachelors degree or equivalent, 5 to 8 years of exp in AML/ Compliance/Risk/ Banking / Onboarding
- 1+ year of experience in managing a team of AML/KYC Analysts
- Experience with Anti Money Laundering/Know Your Client requirements and processes in a financial service organization.
- Understanding of the Asset Management Industry or a keen interest to learn.
- Ability to clearly communicate at all levels of the business and build good professional relationships
- Salesforce experience beneficial
- Familiar using external data sources such as Orbis, Companies House etc
- Good working knowledge of Microsoft Office
- Ability to process assigned reports within defined timelines & accurately as per established operating procedures.
Preferred Qualifications
- Excellent interpersonal skills able to communicate effectively at all levels with the business and externally
- Analytical skills
- A logical and practical approach to their work with attention to detail
- The ability to meet deadlines.
- Ability to identify opportunity for process automation and processes to minimize operational inefficiencies.
- An ability to remain objective and take a balanced view
- A proactive approach to projects and responsibilities.
- Masters degree
Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 125 years. We are a U.S. based financial planning company headquartered in Minneapolis with a global presence. The firm's focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You'll also have plenty of opportunities to make your mark at the office and a difference in your community. So if youre talented, driven and want to work for a strong ethical company that cares, take the next step and create a career at Ameriprise India LLP.
About Our Company
Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.
Full-Time/Part-Time
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