• Memphis, Tennessee

Memphis, Tennessee

See The Original Here

Supervisor, Operations | Branch & Concierge Services | Memphis, TN-2401665

Description

Hybrid Work Environment

40% in-office and up to 60% work-from-home, if desired. Must live within commutable distance from our home office.

Provides direction, leadership and support for assigned department in Operations. Implements business plans and ensures policies and procedures are followed. May be accountable for various projects to improve efficiency and drive productivity and quality within their area. Individuals at this level should have a broad understanding of the different areas of Operations. Contact with internal and external customers will be required to identify, research, analyze and resolve issues. Monitors productivity and service levels using the various reports available. Strong people leader to provide coaching, development and performance management.

Job Summary

Partners with cross site peers and managers to establishes performance goals for department collaborates with and directs associates to meet or exceed these goals

Essential Duties and Responsibilities

Qualifications

Investment concepts, practices and procedures used in the securities industry

Knowledge, Skills, and Abilities

Knowledge of

Interpreting and applying policies and procedures

Skill in

Learn the concepts, principles and practices of assigned functional area

Ability to

Bachelors degree in a related field or an equivalent combination of education and work experience.

Educational/Previous Experience Requirements

Education/Previous Experience

Licenses/Certifications

  • SIE required
  • provided that an exemption or grandfathering cannot be applied.
  • Series 7 required.
  • ,
  • Series 99 required
  • or ability to obtain within 120 days (as required by FINRA). Persons holding Series 6, 7, 17, 37 or 38 or those who hold principal-level registrations Series 4, 9/10, 14, 16, 23, 24, 26, 27, 28, 51, and 53 would be qualified to register as an Operations Professional (Series 99) without passing the examination.
  • Series 63, 65, or 66 - Highly Preferred

Raymond James Guiding BehaviorsAt Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firms core values of client-first, integrity, independence and a conservative, long-term view.We expect our associates at all levels toAt Raymond James as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic selves, our organization, clients, and communities thrive. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.

Job

Operations

Primary Location

US-TN-Memphis-Memphis

Organization

Operations & Administration

Schedule

Full-time

Shift

Day Job

Travel

Yes, 10 % of the TimeEligible for Discretionary BonusYes#LI-CA1