Description
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Key Responsibilities
- Execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities. Present objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes.
- Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.
- Monitor and validate Management Action Plan status and recommend closure of Management Action
- Plans when actions are complete and identified deficiencies have been addressed.
- Coordinate with appropriate control groups in planning and executing assigned work. Complete work within established timelines. Proactively communicate/escalate challenges and roadblocks that impact ability to meet established timelines.
- Gather information and provide input into risk assessments in conformance with department standards.
Required Qualifications
- Bachelors degree or equivalent
- 0-1 year of experience
- Strong communication skills
- Availability to travel
- Develop and practice basic audit skills and business knowledge
Preferred Qualifications
- Accounting or Finance degree
- CIA, CPA, CISA
- 0-2 years of experience
We're a diversified financial services leader with more than $1 trillion in assets under management and administration. Our team of 20,000 people in more than 20 countries advise, manage and protect the assets and income of more than 2 million individual, small business and institutional clients. We are a long-standing leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial Services, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.
About Our Company
Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.
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