New York, NY, United States
USD 80,000 - 180,000
About Us
offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients.
Wellington Management
About the Role
The Client Transaction Analysts (CTA) are members of InvesTech and are responsible for supporting the operational aspects of various client and fund transitions including new mandate fundings, terminations, all asset-in-kind flows and product/portfolio changes with an emphasis on operational risk management and control environment. The CTA will work closely with the Client Integration Manager, Client Service Management, relationship teams, Wellington Funds Group and other functional areas of the firm to ensure a consistent service model in transitioning client assets and to mitigate risk during the client transition process. A substantial amount of time will be devoted to both internal co-ordination and external communication as it relates to the firm's Private Investment vehicles - dealing with custodian banks, third party accounting agents, outsourcing providers, vendors and transition
managers.
To this end, the CTA is responsible for
- Ensuring the timely and consistent delivery of account opening documentation for new client accounts orchestrating custodial and market openings and connectivity both internally and externally as well as coordinating the execution of asset in-kind processing
- Initiating account record set-up for new accounts and/or portfolios reviewing and approving new account set-ups facilitating proper use of internal trade restriction flags
- Providing assistance and training to colleagues as well as acting as global expert for account record set-ups updating process and control checklists
- Assisting with transition manager asset-in-kind coordination and asset carve out for client flows, including creating a representative account or reviewing client accounts, reviewing asset lists for transferability, facilitating internal reviews and sign-offs
- Working with Investors to create model accounts for transitions, including account set-up, legacy portfolio review, asset set-up, pricing and loading legacy assets
- Coordinating the reconciliation, moratorium review and loading of external transition management trade execution files for new or existing accounts
Profile
The Client Transition Analyst is required to have a Bachelors degree with three to five years relevant investment industry experience. Exposure to investment operations and risk management environment would be preferred. Advanced degrees, language skills, and/or progress towards the CFA designation are viewed
favorably.
Not sure you meet 100% of our
qualifications?
As an equal opportunity employer, Wellington Management ensures that all qualified applicants will receive equal consideration for employment without regard to
r
ace, color, sex, sexual orientation, gender identity, gender expression, religion, creed, national origin, age, ancestry, disability (physical or mental), medical condition, citizenship, marital status, pregnancy, veteran or military status, genetic information or any other characteristic
If you are a candidate with a disability, or are assisting a candidate with a disability, and require an accommodation to apply for one of our jobs, please email us at
.
GMWTalentOperations@wellington.com
.
At Wellington Management, our approach to compensation is designed to help us attract, inspire and retain the best talent in our industry.We strive to pay employees fairly and competitively across all levels and roles. Our approach to compensation considers all aspects of total compensation all employees are eligible to receive salary, variable compensation, and benefits. The base salary range for this position is
This range
takes into account
the wide range of factors that are considered when making compensation decisions, including but not limited to skill sets role skills and experience certifications and education. This range is an estimate, and further details on salary and total compensation aspects will be shared with candidates during the recruitment process.
Base salaryis only one component of Wellington's total compensation approach. Other rewards may include a discretionary Corporate Bonus and/ or Incentives, if eligible
. In addition, we offer a comprehensive and high value benefit package to meet the unique needs of our employees and their families, and we are committed to fostering a flexible work environment that enables employees to thrive personally and professionally. Examples of our benefits include retirement plan, health and wellbeing, dental, vision, and pharmacy coverage, health savings account, flexible spending accounts and commuter program, employee assistance program, life and disability insurance, adoption assistance, back-up childcare, tuition/CFA
reimbursement
an
d paid time off (leave of absence,paid holidays, volunteer, sick and vacation time)