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Key Responsibilities
- Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.
- Follow a structured approach to evaluate and improve the effectiveness of risk management, control, and governance processes.
- Oversee and validate Management Action Plan status and recommend closure of Management Action Plans when actions are complete and identified deficiency has been addressed.
- Supervise and lead assigned projects and provide leadership to peers and others as needed in the work assigned.
- Own the scope, schedule, and deliverables of assigned work.
- Proactively communicate and escalate challenges and roadblocks that impact ability to meet established timelines.
- Coordinate with the appropriate control groups in planning and performing assigned work.
- Complete risk assessments in conformance with department standards, generally in complex areas.
- Recommend changes to Risk and Control Services plan to focus efforts on risk areas and provide value to stakeholders.
- Recommend changes to Risk and Control Services processes and methodologies, as appropriate.
Required Qualifications
- Bachelors degree
- 5+ years of experience
- Experience with leading multiple projects.
- Expanded knowledge/understanding across multiple lines of business and/or develop knowledge/understanding in critical subject matter area.
- Ability to transfer knowledge and assist others to expand audit skills and business knowledge.
- Ability to coordinate with appropriate control groups in planning and performing assigned work.
- Proven knowledge and accurate application of control and audit theory
Preferred Qualifications
- Finance or Accounting degree
- Certifications in CIA, CISA, CPA, CFSA
- Financial Services and Banking experience
- Broker-Dealer experience
We're a diversified financial services leader with more than $1 trillion in assets under management and administration. Our team of 20,000 people in more than 20 countries advise, manage and protect the assets and income of more than 2 million individual, small business and institutional clients. We are a long-standing leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial Services, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.About Our Company
Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.Full-Time/Part-TimeExempt/Non-ExemptJob Family GroupLine of Business
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