- SALARY:NONE
- Nashville, Tennessee
Nashville, Tennessee
Sales/Trading Asst II - REG-2401526
Description
Under limited supervision, uses specialized knowledge and skills in securities trading/sales obtained through training, certification and experience to assist trading and/or sales personnel in processing trades and communicating with clients and back office operations. May place orders on behalf of broker. Guidance is provided to perform varied work of substantial variety and complexity, requiring evaluation, originality and ingenuity in making moderately complex decisions. Recommends solutions to complex problems. Extensive contact with internal and external customers is required to obtain, clarify or provide facts and information.
Job Summary
Tracks and confirms transactions to ensure accuracy.
Essential Duties and Responsibilities
Qualifications
Commonly used securities industry practices and procedures.
Knowledge, Skills, and Abilities
Knowledge of
Responding professionally to inquiries and researching and resolving problems in a timely manner.
Skill in
Communicate effectively, both orally and in writing
Ability to
Bachelor's Degree (B.A.) with a minimum of five (5) years of experience in a sales or trading role within the securities or financial services industry.
Educational/Previous Experience Requirements
Education/Previous Experience
SIE required provided that an exemption or grandfathering cannot be applied.
Licenses/Certifications
Raymond James Guiding BehaviorsAt Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firms core values of client-first, integrity, independence and a conservative, long-term view.We expect our associates at all levels toAt Raymond James as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic selves, our organization, clients, and communities thrive. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.
Job
Trading
Primary Location
US-TN-Nashville-Nashville
Organization
Fixed Income
Schedule
Full-time
Shift
Day Job
Travel
No#LI-RE1