Dallas
Regulatory Obligations Review Group (RORG)
RORG is an independent review group that provides continuous monitoring and assurance of the accuracy of the Regulatory Reporting Requirements. Its primary responsibility is to effectively challenge the rigor and accuracy of the firm's and the Bank's internal systems/processes supporting regulatory compliance. The independent verification process helps detect and identify potential issues with conformance with instructions and firm policies, data quality, and control effectiveness. Review of this information helps to identify process and reporting gaps, and will be the foundation for determining the examination activities to be conducted. RORG serves to complement the firm's other independent risk-management infrastructure and internal audit function.
- Develop an understanding of firm's regulatory reporting requirements including Capital Planning processes and controls supporting the reporting process and systems
- Conduct independent reviews of the various regulatory reports filed by the Firm including verification of the regulatory instructions, data accuracy/ aggregation and reporting compliance
- Provide effective challenge of stakeholder process(es) and outcomes
- Liaise across relevant business, technology to prioritize risks, challenge decisions, assumptions and drive appropriate risk response
- Develop and maintain effective and constructive stakeholder relationships
- Raise action items and independently validate remediation plans
- Attention to detail and possesses strong excel, analytical & organizational skills
- Strong verbal and written communication skills
- Ability to operate in a fast-paced environment with high sense of urgency/ multi-tasking skills
- Project Management
- Interest in developing a solid understanding of financial markets/ products and regulatory reporting landscape
- Keen to learn, adopt new skills and identify and make improvements to systems and processes
- Understanding of U.S. Regulatory Reporting
- Public or internal audit experience with exposure in Financial Services sector
- Quality Assurance experience
- Certified Public Accountant