$50,000 - $60,000
Westminster
Description
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Seeking full-time, in the office, Paraplanner to step into instrumental role in fast-paced, high volume investment advisory and financial planning practice to join our close net family orientated team. Work as an employee for an independent advisor franchisee with a financial advisory practice of Ameriprise Financial as a supportive, non-sales role employee of the firm. This position will consistently follow high standards of business and professional ethics and legal and regulatory requirements when dealing with others and/or performing work activities. This is a full time in office position, no remote.
Position Functions
- Prepare initial product solution, support materials and reports for Advisor(s) to review and use in client meetings
- Prepare charts, graphs, tables, letters, and other visual aids to be used in implementation meetings
- Develop portfolio and product solution recommendations that will fit the client's risk tolerance and time frame as well as develop appropriate product deliverables for the Advisor(s) to review with the client
- Understand office investment thesis and connect proper investments to client portfolios and time frames for Advisor(s) review/approval
- Conduct ongoing investment research with reports and analysis
- Onboard clients and ensure that data is accurately entered and managed within CRM
- Prepare letters, running reports, and securely delivering data to clients in timely manner
- Accurately complete trades as instructed by advisors (must be licensed accordingly)
- Follow work requests to completion
- Documentation of notes, trades, and client conversations into CRM
- Understand and process money movement request from clients and Advisor(s)
- Answering incoming phone calls, questions and provide readily available information to clients, if requested and as allowable, as it relates to servicing their accounts
- Proactively and consistently communication with Advisor(s)
Key Traits/Qualifications
- Exceptionally strong organizational and computer skills
- Direct attention to detail
- Effective communication with clients and Advisors and staff
- Polite and clear phone manner
- Ability to multi-task and comfortable in a fast-paced environment
- Effective time management and must be punctual and dependable
- Ability to adhere to rules and regulations as stated and required by advisor and Ameriprise Financial
- Maintain confidentiality with strong ethical standard and professionalism
- Ability to support and provide guidance for compliance within the Advisor's practice
- Positive attitude and sincere willingness to constantly learn and grow
- Diligent follow up on to do items, open issues, and checklists.
Education/experience and other requirements
- Experience in Financial Services industry is a must
- Some college experience preferred and/or 3-5 years of similar investment related experience
- FINRA Series 7, 63 & 66 not required initially but preferred however if not licensed, strong candidates will already have or be able to immediately study for and pass exams for federal and state licenses and registrations for securities, including the Series 7, Series 66, and State life, accident and health insurance licenses
- Preferred experience with Salesforce/CRM, Thomson-Reuters, Morningstar Workstation, Outlook, Navi plan and/or other trading platform programs/tools
- In-office position
Pay/Benefits
- Competitive pay commensurate with experience (Range starting $50,000 - $60,000)
- Medical Benefits (Health and Dental)
- Holiday, Sick and Vacation Pay
- Simple Retirement Plan with 3% match
- Full-time Position, during normal business hours
At Ameriprise Financial, we're not just in the business of helping clients with their financial goals we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you're motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial.
Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, national origin, genetic information, age, sexual orientation, citizenship, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.
Base Pay Salary
Full-Time/Part-Time
Requisition Number