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Job DetailsDescriptionSummaryIf you are someone that likes to compile data, do calculations and verifications and are a good communicator, then this Operations Associate role is for you.Essential Duties & ResponsibilitiesApply for/monitor extensions in accordance with Regulation T and Rule 15c3-3.Perform a review of cash account Free Rides in accordance with Regulation T.Perform a review and collection of non-trade related debits.Process Employee Stock Option exercises.Answer account inquiries from branch office personnel promptly and accurately.Scan and index documents to Onbase.Other duties assigned by manager.QualificationsAbility to learn general understanding of rules/regulations and Stifel policies that pertain to the department.Initiative and self-direction when performing tasks with ability to organize and prioritize effectively in order to meet deadlines.Able to handle large workload that varies based on projects and heavy volume periods.Education & ExperienceHigh School Diploma or equivalent required.2+ years professional business related experience required.Systems and TechnologyProficient in Microsoft Excel, Word, PowerPoint, Outlook.About StifelStifel is a more than 130 years old and still thinking like a start-up. We are a global wealth management and investment banking firm serious about innovation and fresh ideas. Built on a simple premise of safeguarding our clients' money as if it were our own, coined by our namesake, Herman Stifel, our success is intimately tied to our commitment to helping families, companies, and municipalities find their own success.While our headquarters is in St. Louis, we have offices in New York, San Francisco, Baltimore, London, Frankfurt, Toronto, and more than 400 other locations. Stifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more. Let's talk about how you can find your place here at Stifel, where success meets success.At Stifel we offer an entrepreneurial environment, comprehensive benefits package to include health, dental and vision care, 401k, wellness initiatives, life insurance, and paid time off.Stifel is an Equal Opportunity Employer.#L1-CC1QualificationsSkillsBehaviorsMotivationsEducationExperienceLicenses & Certifications