Description
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Key Responsibilities
- Produce daily reporting to agreed timescales for regulatory Trade & Transaction Reporting for asset management entities across the Ameriprise Financial, Inc. group of companies.
- Ensure that all regulatory reporting is performed to the highest quality and in line with the Regulatory Reporting Standards.
- Develop and maintain Subject Matter Expertise in the following areas of regulatory reporting as defined in the annual goal setting and review process (EMIR MiFID Trade Reporting MiFID Transaction Reporting SFTR reporting SIX Swiss Reporting).
- Expertise should include Columbia Threadneedle Investments daily BAU processes and systems used (Aladdin / DTCC / SIX Swiss / TRAX / Unavista) understanding and interpretation of the regulatory requirements for Columbia Threadneedle Investments and their clients ability to produce scheduled and ad hoc Trade & Transaction MI for internal and external stakeholders.
- Independently resolve complex queries from internal and external stakeholders.
- Present findings effectively and provide solutions to any issues or risks identified.
- Research, monitor and assess the impact of business changes (e.g. corporate entity change new instrument types new products new clients) and regulatory change (e.g. new types of trade and transactions reporting to Columbia Threadneedle Investments mandated change such as EMIR refit and FCA divergence from ESMA standards notifications from Regulatory Change, GCO or Distribution industry groups and publications) on selected areas of regulatory reporting.
- Deputise for Trade & Transaction Team Leader and provide expert input to selected internal meetings and forums. Act as primary point of contact for Trade &Transaction Reporting in the Team Leaders absence.
- Ensure the process for end-to-end delivery of selected areas of regulatory reporting (including content supplied by other teams to the Regulatory Reporting team) is robust and controlled.
- Maintain Operating Model documentation, process, procedure risk and control documentation and KPIs to support this.
- Contribute towards further streamlining of and risk mitigation of regulatory reporting processes.
Required Qualifications
- Experience of Trade & Transaction Reporting as defined in the Job Purpose Section
- A self-starter - motivated and able to act on own initiative. Enthusiastic.
- Approachable and able to work with people at all levels in the organisation.
- A team player able to motivate & contribute to and or lead effective teams.
- Inquisitive, with good logical, analytical, and diagnostic skills.
- Pro-active, owns and resolves issues has a strong attention to detail.
- Able to deliver to tight deadlines, whilst maintaining quality.
- Good working knowledge of the Microsoft Office suite.
- Strong understanding of regulations and direct experience of monitoring and disclosure processes.
- Good understanding of instruments (equities, fixed income and derivatives) and products (OEICs, Life/Pension Funds, Hedge Funds)
- Meticulous eye for detail (e.g. for quality checking reporting, reading regulations).
- Good interpersonal and communication skills, both verbal and written.
- Able to manage a variable workload with a variety of deadlines.
Preferred Qualifications
- IMC or similar qualification.
- A sound knowledge of Investment Management processes
- Degree qualified or equivalent
Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 125 years. We are a U.S. based financial planning company headquartered in Minneapolis with a global presence. The firms focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. Youll also have plenty of opportunities to make your mark at the office and a difference in your community. So if youre talented, driven and want to work for a strong ethical company that cares, take the next step and create a career at Ameriprise India LLP.
About Our Company
Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.
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