Internal Audit - Corporate Controllers & Tax, Regulatory Financial Reporting
Internal Audit - Corporate Controllers & Tax
IA is comprised of the following global functional audit teams covering the various business areas of the firm Global Markets, Investment Management, Investment Banking, Merchant Banking, Global Investment Research, Consumer, Compliance & Legal, Technology, Finance, Risk, HCM, Executive Office and CWS.
Business Audit Corporate Controllers & Tax General Responsibilities
- Develop and maintain a good understanding of business areas, its products, and supporting functions
- Plan and execute audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
- Identify risks, assess mitigating controls, and make recommendations on improving the control environment
- Prepare commercially effective audit conclusions and findings, and present to IA senior management and business clients
- Follow-up on open audit issues and their resolution
General Skills and Experience
- Team-oriented with a strong sense of ownership and accountability
- Strong interpersonal, and relationship management skills
- Strong verbal and written communication skills
- Solid analytical skills
- Good technical knowledge of relevant product areas
- Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
- 0-5 years of experience in a public accounting or internal audit role within the financial services industry or a related control function
- 4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject
- Relevant certification or industry accreditation (e.g., CPA, CFA, CIA) is a plus
Team/Product Specific Skills and Experience
- Good understanding of financial concepts and/or operations related to controllers and tax functions. Knowledge in any of the following areas are preferred
- Basel regulatory requirements
- CCAR regulatory requirements
- Recovery and Resolution regulatory requirements
- SEC US GAAP accounting
- Controls surrounding regulatory reporting, legal entity reporting, financial reporting and/or tax reporting
Salary Range
Benefits