- SALARY:NONE
- Saint Petersburg, Florida
Saint Petersburg, Florida
Field Supervision Manager (Remote Option Available)-2401344
Description
Job Summary
The Field Supervision Manager is responsible for a wide variety of supervisory, compliance, and risk functions with a regional territory. In conjunction with the Division Supervision Officer, the Field Supervision Manager has accountability for maintaining a consistent controlled environment over their control area through adherence of business ethics and practices and adherence to all applicable Federal, State and Local laws, Raymond James RJA policies, and other regulations. Responsible for ensuring the Division Supervision Officer and their Complex/Branch management teams are informed of significant matters.
Essential Duties and Responsibilities
Member of the Complex/Branch management teams under coverage and participates in all Complex/Branch level meetings regarding strategies, field communication, policies and procedures, etc.
Qualifications
Qualifications
Strong interpersonal and communication skills to deal with clients, financial advisors, support staff and home office personnel in all types of matters including those that may be sensitive.
Educational/Previous Experience Requirements
Bachelor's degree from college or university in related field and a minimum of six (6) years of Administrative or Operations Manager experience in the financial services industry.
~or~
An equivalent combination of experience, education, and/or training as approved by Human Resources.
Licenses/Certifications
Appropriate series license(s) for assigned functional area required or the ability to obtain within an established timeframe.
Raymond James Guiding BehaviorsAt Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firms core values of client-first, integrity, independence and a conservative, long-term view.We expect our associates at all levels toAt Raymond James as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic selves, our organization, clients, and communities thrive. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.
Job
Compliance
Primary Location
US-FL-St. Petersburg-Saint Petersburg
Organization
Supervision
Schedule
Full-time
Shift
Day Job
Travel
Yes, 25 % of the TimeSalary Range CO, CA, DC, HI, IL, NJ, NY, WA (based on Education, Work Experience, and Geographic Location)$100,000- $110,000Eligible for Discretionary BonusYes#LI-AF1