Job DetailsDescriptionSummaryThe Compliance Analyst II-Remediation and Verification is responsible for remediating and verifying test results completed by the Supervisory Control Testing Team. Additionally, the Compliance Analyst II will assist in identifying testing topics and creating the testing plan.Essential Duties & ResponsibilitiesQualificationsStrong knowledge of FINRA, NYSE, MSRB, and SEC Rules.Bachelors degree in a related field. Or equivalent work experience.Education & ExperienceProficient in Microsoft Excel, Word, PowerPoint, Outlook, and SharePoint.Systems & TechnologyAbout StifelWhile our headquarters is in St. Louis, we have offices in New York, San Francisco, Baltimore, London, Frankfurt, Toronto, and more than 400 other locations. Stifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more. Let's talk about how you can find your place here at Stifel, where success meets success.At Stifel we offer an entrepreneurial environment, comprehensive benefits package to include health, dental and vision care, 401k, wellness initiatives, life insurance, and paid time off.QualificationsSkillsBehaviorsMotivationsEducationExperienceLicenses & Certifications
Compliance Analyst II-Remediation-Verification - Stifel Financial Corporation
